If attorney has violated a disciplinary rule…

If an attorney has been determined to have violated a disciplinary rule, the client may seek to have the attorney’s fees forfeited. In Baugher v Cullen and Dykman, LLP, 173 AD3d 959 [2d Dept 2019], court held:

“ An attorney who violates a disciplinary rule may be discharged for cause and is not entitled to fees for any services rendered ” (Jay Deitz & Assoc. of Nassau County, Ltd. v. Breslow & Walker, LLP, 153 A.D.3d 503, 506, 59 N.Y.S.3d 443; seeMatter of Montgomery, 272 N.Y. 323, 326, 6 N.E.2d 40; Saint Annes Dev. Co. v. Batista, 165 A.D.3d 997, 998, 85 N.Y.S.3d 145; Doviak v. Finkelstein & Partners, LLP, 90 A.D.3d 696, 699, 934 N.Y.S.2d 467; Quinn v. Walsh, 18 A.D.3d 638, 795 N.Y.S.2d 647; Brill v. Friends World Coll., 133 A.D.2d 729, 520 N.Y.S.2d 160). A cause of action for forfeiture of legal fees based on an attorney’s discharge for cause due to ethical violations may be maintained independent of a cause of action alleging legal malpractice or breach of fiduciary duty, and does not require proof or allegations of damages (seeJay Deitz & Assoc. of Nassau County, Ltd. v. Breslow & Walker, LLP, 153 A.D.3d at 506, 59 N.Y.S.3d 443; Ulico Cas. Co. v. Wilson, Elser, Moskowitz, Edelman & Dicker, 56 A.D.3d 1, 865 N.Y.S.2d 14).

R. A. Klass
Your Court Street Lawyer

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